SEBI Registered Advisory Company India 2025

SEBI Registered Advisory Company: What It Means and Why It Matters

📅 Updated August 2026 ⏱ 6 min read 🇮🇳 Made for India ✅ Expert verified

SEBI registration for investment advisory is mandatory in India for any entity providing financial or investment advice. This guide explains the registration types, requirements, and why you should only consult registered advisers.

Types of SEBI Registration for Advisory

Investment Adviser (IA)

For entities providing personalised financial planning and investment advice. Requires NISM certification and SEBI registration.

Research Analyst (RA)

For entities publishing research reports on specific securities. Also SEBI regulated.

Portfolio Manager (PMS)

For managing client portfolios. Requires higher capital requirements and stricter compliance.

Why SEBI Registration Matters

Ensures accountability and investor protection
Requires minimum qualifications and certifications
Mandatory disclosure of conflicts of interest
Subject to SEBI inspection and penalties
Gives investors legal recourse

Important Disclaimer

Simpli Trade is NOT a SEBI-registered advisory company. We are purely an education and technology platform. For actual investment advice, always consult a SEBI-registered Investment Adviser or Research Analyst.

Frequently Asked Questions

How do I check if an advisory is SEBI registered?

Visit SEBI's intermediary search on sebi.gov.in — you can verify any RA or IA registration number.

Is it illegal to give stock tips without SEBI registration?

Yes — providing securities advice without SEBI registration is illegal and actionable.